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牛津大学出版百年旗舰产品,英文版本原汁原味呈现,资深编辑专为阅读进阶定制,文学评论名家妙趣横生解读。内容简介
亚当·斯密是十八世纪中期英国负盛名的政治经济学家和伦理学家,他一生研究的学问涉及天文学、纯文学、修辞学、哲学、伦理学、政治学、法学和政治经济学等。《国富论》奠定了他作为英国古典政治经济学奠基人的崇高地位和名望。作者简介
亚当·斯密(1723—1790),被誉为“现代经济学之父”。1723年出生在苏格兰的柯科迪,青年时就读于牛津大学,1751年至1764年在格斯哥大学担任哲学教授。在此期间,斯密发表了他的*一部著作《道德情操论》,确立了他在知识界的威望。但是,他的不朽名声则得自于1776年出版的伟大著作《国民财富的性质和原因的研究》(简称《国富论》)。这部著作使其在余生中享受着无尽的荣誉和爱戴,并延续至今。精彩书评
回到经济学的基本问题,让我们重读亚当·斯密,不要再相信凯恩斯主义的那些政策。 ——张维迎
虽然斯密也劝说放任自由,但他的论证却更多地是反对政府干预和反对垄断;虽然他赞扬贪欲的结果,却又几乎总是鄙视商人的行为和策略。他也不认为商业制度本身是完*值得赞美的。 ——谢宗林
这《牛津英文经典:国富论(英文版)》需要人们聚精会神地去读才能读进去,而目前很少有人能坐下来专心读书,因而《牛津英文经典:国富论(英文版)》*初也许不会受到非常热烈的欢迎。 ——大卫·休谟目录
Introduction
NoteontheText
SelectBibliography
AChronologyofAdamSmithandHisTime
THEWEALTHOFNATIONS
ExplanatorynotesandCommentary
Index精彩书摘
Theannuallabourofeverynationisthefundwhichoriginallysuppliesitwithallthenecessariesandconveniencesoflifewhichitannuallyconsumes,andwhichconsistsalways,eitherintheimmediateproduceofthatlabour,orinwhatispurchasedwiththatproducefromothernations. Accordingtherefore,asthisproduce,orwhatispurchasedwithit,bearsagreaterorsmallerproportiontothenumberofthosewhoaretoconsumeit,thenationwillbebetterorworsesuppliedwithallthenecessariesandconveniencesforwhichithasoccasion. Butthisproportionmustineverynationberegulatedbytwodifferentcircumstances;first,bytheskill,dexterity,andjudgmentwithwhichitslabourisgenerallyapplied;and,secondly,bytheproportionbetweenthenumberofthosewhoareemployedinusefullabour,andthatofthosewhoarenotsoemployed.Whateverbesoil,climate,orextentofterritoryofanyparticularnation,theabundanceorscantinessofitsannualsupplymust,inthatparticularsituation,dependuponthosetwocircumstances. Theabundanceorscantinessofthissupplytooseemstodependmoreupontheformerofthosetwocircumstancesthanuponthelatter.Amongthesavagenationsofhuntersandfishers,*everyindividualwhoisabletowork,ismoreorlessemployedinusefullabour,andendeavourstoprovide,aswellashecan,thenecessariesandconvenienciesoflife,forhimself,orsuchofhisfamilyortribeasareeithertooold,ortooyoung,ortooinfirmtogoahuntingandfishing,Suchnations,however,aresomiserablypoor,that,frommerewant,theyarefrequentlyreduced,or,atleast,thinkthemselvesreduced,tothenecessitysometimesofdirectlydestroying,andsometimesofabandoningtheirinfants,theiroldpeople,andthoseafflictedwithlingeringdiseases,toperishwithhunger,ortobedevouredbywildbeats.Amongcivilizedandthrivingnations,onthecontrary,thoughagreatnumberofpeopledonotlabouratall,manyofwhomconsumetheproduceoftentimes,frequentlyofahundredtimesmorelabourthanthegreaterpartofthosewhowork;yettheproduceofthewholelabourofthesocietyissogreat,thatallareoftenabundantlysupplied,andaworkman,evenofthelowestandpoorestorder,ifheisfrugalandindustriousmayenjoyagreatershareofthenecessariesandconveniencesoflifethanitispossibleforanysavagetoacquire. Thecausesofthisimprovement,intheproductivepowersoflabour,andtheorder,accordingtowhichitsproduceisnaturallydistributedamongthedifferentranksandconditionsofmeninthesociety,makethesubjectoftheFirstBookofthisInquiry. Whateverbetheactualstateoftheskill,dexterity,andjudgmentwithwhichlabourisappliedinanynation,theabundanceorscantinessofitsannualsupplymustdepend,duringthecontinuanceofthatstate,upontheproportionbetweenthenumberofthosewhoareannuallyemployed.Thenumberofusefulandproductivelabourers,itwillhereafterappear,iseverywhereinproportiontothequantityofcapitalstockwhichisemployedinsettingthemtowork,andtotheparticularwayinwhichitissoemployed.TheSecondBook,therefore,treatsofthenatureofcapitalstock,ofthemannerinwhichitisgraduallyaccumulated,andofthedifferentquantitiesoflabourwhichitputsintomotion,accordingtothedifferentwaysinwhichitisemployed. Nationstolerablywelladvancedastoskill,dexterity,andjudgment,intheapplicationoflabour,havefollowedverydifferentplansinthegeneralconductordirectionofit;andthoseplanshavenotallbeenequallyfavourabletothegreatnessofitsproduce.Thepolicyofsomenationshasgivenextraordinaryencouragementtoindustryofcountry;thatofotherstotheindustryoftowns.Scarceanynationhasdealtequallyandimpartiallywitheverysortofindustry.SincethedownfalloftheRomanempire,thepolicyoEuropehasbeenmorefavourabletoarts,manufactures,andcommerce,theindustryoftowns;thantoagriculture,theindustryofthecountry.ThecircumstanceswhichseemtohaveintroducedandestablishedthispolicyareexplainedintheThirdBook. Thoughthosedifferentplanswere,perhaps,firstintroducedbytheprivateinterestsandprejudicesofparticularordersofmen,withoutanyregardto,orforesightof,theirconsequencesuponthegeneralwelfareofthesociety;yettheyhavegivenoccasiontoverydifferenttheoriesopoliticaloeconomy;*ofwhichsomemagnifytheimportanceofthatindustrywhichiscarriedonintowns,othersofthatwhichiscarriedoninthecountry,Thosetheorieshavehadaconsiderableinfluence,notonlyupontheopinionsofmenoflearning,butuponthepublicconductofprincesandsovereignstates.Ihaveendeavoured,intheFourthBook,toexplain,asfullyanddistinctlyasIcan,thosedifferent,andtheprincipaleffectswhichtheyhaveproducedindifferentagesandnations. Toexplaininwhathasconsistedtherevenueofthegreatbodyofthepeople,orwhathasbeenthenatureofthosefundswhich,indifferentagesandnations,havesuppliedtheirannualconsumption,istheobjectoftheseFourfirstBooks.TheFifthandlastBooktreatsoftherevenueofthesovereign,orcommonwealth.InthisBookIhaveendeavourestoshow;first,whatarethenecessaryexpencesofthesovereign,orcommonwealth;whichofthoseexpencesoughttobedefrayedbythegeneralcontributionofthewholesociety;andwhichofthem,bythatofsomeparticularpartonly,orofsomeparticularmembersofit;secondly,whatarethedifferentmethodsinwhichthewholesociety,andwhataretheprincipaladvantagesandinconvenienciesofeachofthosemethods:and,thirdlyandlastly,whatarethereasonsandcauseswhichhaveinducedalmostallmoderngovernmentstomortgagesomepartofthisrevenue,ortocontractdebts,andwhathavebeentheeffectsofthosedebtsupontherealwealth,theannualproduceofthelandandlabourofthesociety. BOOKI OftheCausesofImprovementinthe productivePowersofLabour,andoftheOrder accordingtowhichitsProduceisnaturally distributedamongthedifferentRanksofthe People CHAPTERI PftheDivisionofLabour THEgreatestimprovementintheproductivepowersoflabour,andthegreaterpartoftheskill,dexterity,andjudgmentwithwhichitisanywheredirected,orapplied,seemtohavebeentheeffectsofthedivisionoflabour.* Theeffectsofthedivisionoflabour,inthegeneralbusinessofsociety,willbemoreeasilyunderstood,byconsideringinwhatmanneritoperatesinsomeparticularmanufactures.Itiscommonlysupposedtobecarriedfurthestinsomeverytriflingones;notperhapsthatitreallyiscarriedfurtherinthemthaninothersofmoreimportance:butinthosetriflingmanufactureswhicharedestinedtosupplythesmallwantsofbutasmallnumberofpeople,thewholenumberofworkmenmustnecessarilybesmall;andthoseemployedineverydifferentbranchoftheworkcanoftenbecollectedintothesameworkhouse,andplacedatonceundertheviewofthespectator.Inthosegreatmanufactures,onthecontrary,whicharedestinedtosupplythegreatwantsofthegreatbodyofthepeople,everydifferentbranchoftheworkemployssogreatanumberofworkmen,thatitisimpossibletocollectthemallintothesameworkhouse.Wecanseldomseemore,atonetime,thanthoseemployedinonesinglebrance. ……前言/序言
WhoownstheWealthofNations?SincetheearlynineteenthcenturySmithhasbeenthepatronsaintofhomoeconomicus.Victorianliberaleconomistsinvokedhisworktojustifythepursuitofindividualself-interestinafreemarket.Thepoliticalandeconomictrendsofthemorerecentpast—thedrivetoprivatization,theconcentrationontheprofitmotiveasthekeytomarketeffectivenessandeconomicco-ordination—inThatcheriteBritainandReaganiteNorthAmerica(butalsoinStPetersburgandMoscow),claimdescentfromSmith.HisnameistakenbytheAdamSmithInstitute,aright-wingthink-tankwhoseaimistodevisepolicybasedonmarketprincipals;buthisinterpretersanddescendantsincludeKarlMarx.FornotonlydidSmithviewmerchantsandmanufacturerswithdeepsuspicion,butheconsideredthesighofaproperlyfunctioningmarketsystemtobethemaximizationofmaterialbenefitstosociety’slowestmembers.Thecomprehensivenessofhisvisionofaself–regulatingmarketappearstoconfirmhimasthefoundingfatherofeconomicconservatism;butagainsthiscelebrationofcapitalismasthesurestmeansofwealthaccumulationshouldbesetapessimismatthedehumanizingpotentialofindustrialsocietywhichappearsappearstoanticipateMarx’salienationtheory.NorshouldwetooreadilyconflateSmith’ssocio-economicprescriptionswithconditionsinthelatetwentiethcentury.Hisexperienceasaneighteenth-centurycitizenwasofpre-industrial,small-scaletechnology,multinationalinterestsofmoderninstitutionsthedangerousconsumptionofnon-renewablenaturalresources,ortheproblemsofpost-industrialunemployment.Immediatelyrelevantintheideologicalclimateofthelatetwentiethcentury,theWealthofNationsisfirmlyembeddedinacomplexofassumptionssurroundingthebirthofaconsumersocietyintheeighteenthcentury. I Thereisnothingwhichrequiresmoretobeillustratedbuyphilosophythantradedoes...Amerchantseldomthinksbutofhisownparticulartrade.Towriteagoodbookuponit,amanusthaveextensiveviews. (SamuelJohnson) IfthesignificanceofAdamSmith’sInquiryintotheNatureandCausesoftheWealthofNationshasbeentoonarrowlyrestrictedtonomorethanthebeginningsoftechnicaleconomics,thisisin Somemeasuretheconsequenceofhisownfamousexpositionofthedivisionoflabour.Asapleaforspecialization,itisatheorywhichappearstojustifymoderninterpretersineditingoutofconsiderationSmith’scomplicatingdeliberationsonthenatureoflaw,government,andsocialandindividualmoralityastheyaffecttheoperationsofamarketeconomy.Inthe1970PenguineditionoftheWealthofNations,forexample,Books1and2formthesubstanceofawork‘solelyconcernedwithSmith’scontributiontotheprinciplesofeconomics’,andBooks3isincludedsimply‘inordertomakethemaximumuseoftheavailablespace’.Injustification,theeditor,AndrewSkinner,anticipateshisreaders’responsebyarguingthat‘[i]twouldprobablybeagreedthatthefirsttwobookscontainthecentralpartofSmith’sworkasatheoreticaleconomist,andtherealbasisofaprofoundlyinfluentialsystemofthought’.Withlesstacticalskill.ThesameargumentisemployedtoexplainthecompleteabsenceofBook5fromtherecentEverymanreprintof1991:Book5,thereaderisassured,addsnothingnew.D.D.RaphaelconcludeshisIntroductionbyobservingthat:‘BooksI-IVdo,however,containthewholeofwhatSmithhadtosayincarryingouthisaim,“AnInquiryintotheNatureandCausesoftheWealthofNations”.’ Whatbothoftheseeditionsfailtoacknowledgeistheimportanceofthatmanof‘extensiveviews’whomDrJohnsondescribedinexplainingSmith’squalificationsforwritingoneconomics.Itistheoriginalembeddingoftheeconomicargumentwithinawidercultural,intellectual,andhistoricalenquirywhichthepresentselectededitionattemptstoreinstateagainstthemoretraditionalviewoftheWealthofNationsasthe‘classic’economicstextbook.Byincludinglargesectionsfromallfivebooks,thediscursivecontextofSmith’smodelbecomesapparent.Anenquiryinfivebooks,theWealthofNationssiteseconomicactivitywithintheframeworkofawide-rangingdiscussionofsocialinstitutionsandhumanpropensities.Theeffectofitsextendeddescriptionistocomplicateandproblematizeeconomicanalysisbydrivingtheeconomicimpulsedeeperintotherecessesofhumanpersonalityasthenaturebasisofourpsychologicalandsocialexistence. Book1isconcernedtooutlinethatdivisionoflabourwhichconstitutesthewealthofnations,andtoestablishanewdivisionofsocietyintolandlords,wage-earners,andcapitalists,whointheirvariouscombinationsactivateandkeepinmotionthemechanismoftheeconomicprocess.AsSmithsummarizeshisargumentsofarinthe‘ConclusiontoChapter11: Thewholeannualproduceofthelandandlabourofeverycountry,orwhatcomestothesamething,thewholepriceofthatannualproduce,naturallydividesitself...intothreeparts;therentofland,thewagesoflabour,andtheprofitsofstock;andconstitutesarevenuetothreedifferentordersofpeople;tothosewholivebyrent,tothosewholivebywages,andtothosewholivebyprofit.Thesearethreegreat,originalandconstituentordersofeverycivilizedsociety,fromwhoserevenuethatofeveryotherorderisultimatelyderived.(p.155) Book2isconcernedwithaccumulation,Iitseconomicandpsychologicalaspects—withproductiveandunproductivelabour,thevirtuesofparsimony,andthehumanurgetobetterourcondition(thatis,toamassgreaterandgreaterwealth). Takentogether,Books1and2do,indeed,formaneconomictreatise—Smith’sdemonstrationofwhatconstitutesthewealthofnations,andinparticularthewealthofthemoderncommercialnation.ButwithoutBook3theirargumentwouldlackthesignificanthistoricaldimensionwhicheventuallyrevealshowitisthatthehumblestbeneficiaryofthedivisionoflabour,the‘industriousandfrugalpeasant’oftheopeningchapter,excelsinhismaterialcomfortstheAfricanking,‘theabsolutemasterofthelivesandlibertiesoftenthousandnakedsavages’(p.20). ForBook3isdedicatedtohistoricalexplanation,tothehistoricalandgeographicrelationoftowntocountry,andinparticulartotheemergenceoftheur-capitalistprotagonistfromthemedievalcontestfordominancebetweenthetownguildsandthefeudallandowners.Smith’ssubject,broadlyhistoricizedhere,istherelationbetweenthoselegislativeandadministrativeinstitutionswhichconstituteandprotecthumansociety,andthatindividuallibertyfromregulationwhichisthemotorofeconomicdevelopment.Issocietyacommunityofprivateinterestsorpublicregulation? Book4rangeswidelywhilepurportingtobeacritiqueoftwosystemsofpoliticaleconomy—Mercantilism,thestillfeudallymindedphilosophyofwealththroughtrade,dominatedeconomicthoughtandpracticebetweenthemid-sixteenthandlateseventeenthcenturies.Itrecognizedtheneedtosafeguardapotentnationaleconomythroughhighimporttariffsandstateintervention.‘Physiocracy’isthelabelattachedtothedoctrinesofagroupofeighteenth-centuryFrencheconomists,ledbyFran?oisQuesnay,whoargued,incontrast,thatmercantilestockis‘sterile’,andthatagricultureistheonlysourceofwealthbecauseitaloneproducesasurplus,othermanufacturesmerelyreproducingwhattheyconsume.MostofBook4isconcernedtoexposetheflawsintheMercantilistsystem,underwhoseintricatecontrols,itisclaimed,theBritishandotherEuropeaneconomieshavebeenseverelyhampered.